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Primer on Spread Spectrum Communications

by Randy Roberts, KC6YJY (ex-WA6BFN), randyrf@sss-mag.com
Visit Spread Spectrum Scene Magazine on the net.
This article reprinted here with permission of the author.

This article is about three years old -- it was first published in a
Newsletter for California's Junior College Instructors.
What follows here is the "meat" of that article.


Over the last three or four years a new commercial marketplace has been emerging. Called spread spectrum, this field covers the art of secure digital communications that is now being exploited for commercial and industrial purposes. In the next five years hardly anyone will escape being involved, in some way, with spread spectrum communications. Applications for commercial spread spectrum range from "wireless" LAN's (computer to computer local area networks), to integrated bar code scanner/palmtop computer/radio modem devices for warehousing, to digital dispatch, to digital cellular telephone communications, to "information society" city/area/state or country wide networks for passing faxes, computer data, email, or multimedia data.

The article "Spread Spectrum goes commercial," by Donald L. Schilling of City College of New York, Raymond L. Pickholtz of George Washington University, and Laurence B. Milstein of UC San Diego, that appeared in the IEEE Spectrum, August, 1990 summarized the coming of commercial spread spectrum:

"Spread-spectrum radio communications, long a favorite technology of the military because it resists jamming and is hard for an enemy to intercept, is now on the verge of potentially explosive commercial development. The reason: spread-spectrum signals, which are distributed over a wide range of frequencies and then collected onto their original frequency at the receiver, are so inconspicuous as to be 'transparent.' Just as they are unlikely to be intercepted by a military opponent, so are they unlikely to interfere with other signals intended for business and consumer users -- even ones transmitted on the same frequencies. Such an advantage opens up crowded frequency spectra to vastly expanded use.

"A case in point is a two-year demonstration project the Federal Communications Commission (FCC) authorized in May (1990) for Houston, Texas, and Orlando, Fla. In both places, a new spread spectrum personal communications network (PCN) will share the 1.85-1.9-gigahertz band with local electric and gas utilities. The FCC licensee, Millicom Inc., a New York City-based cellular telephone company, expects to enlist 45000 subscribers.

"The demonstration is intended to show that spread-spectrum users can share a frequency band with conventional microwave radio users--without one group interfering with the other -- thereby increasing the efficiency with which that band is used. . . . "

How Spread Spectrum Works

Spread Spectrum uses wide band, noise-like signals. Because Spread Spectrum signals are noise-like, they are hard to detect. Spread Spectrum signals are also hard to Intercept or demodulate. Further, Spread Spectrum signals are harder to jam (interfere with) than narrowband signals. These Low Probability of Intercept (LPI) and anti-jam (AJ) features are why the military has used Spread Spectrum for so many years. Spread signals are intentionally made to be much wider band than the information they are carrying to make them more noise-like.

Spread Spectrum signals use fast codes that run many times the information bandwidth or data rate. These special "Spreading" codes are called "Pseudo Random" or "Pseudo Noise" codes. They are called "Pseudo" because they are not real gaussian noise.

Spread Spectrum transmitters use similar transmit power levels to narrow band transmitters. Because Spread Spectrum signals are so wide, they transmit at a much lower spectral power density, measured in Watts per Hertz, than narrowband transmitters. This lower transmitted power density characteristic gives spread signals a big plus. Spread and narrow band signals can occupy the same band, with little or no interference. This capability is the main reason for all the interest in Spread Spectrum today.

More Details on Spread Spectrum

Over the last 50 years, a class of modulation techniques usually called "Spread Spectrum," has been developed. This group of modulation techniques is characterized by its wide frequency spectra. The modulated output signals occupy a much greater bandwidth than the signal's baseband information bandwidth. To qualify as a spread spectrum signal, two criteria should be met:

1 -- The transmitted signal bandwidth is much greater than the information bandwidth .

2 -- Some function other than the information being transmitted is employed to determine the resultant transmitted bandwidth.


A Spectrum Analyzer Photo of a Direct Sequence (DS) Spread Spectrum signal.

Most commercial part 15.247 spread spectrum systems transmit an RF signal bandwidth as wide as 20 to 254 times the bandwidth of the information being sent. Some spread spectrum systems have employed RF bandwidths 1000 times their information bandwidth. Common spread spectrum systems are of the "direct sequence" or "frequency hopping" type, or else some combination of these two types (called a "hybrid").


A Spectrum Analyzer Photo of a Frequency Hop (FH) Spread Spectrum signal.

The above graphic appears as an animation in Netscape 2.0 or as a short video clip in Internet Explorer 2.0 demonstrating the concept of frequency hopping spread spectrum.

There are also "Time Hopped" and "Chirp" systems in existence. Time hopped spread spectrum systems have found no commercial application to date. However, the arrival of cheap random access memory (RAM) and fast micro-controller chips make time hopping a viable alternative spread spectrum technique for the future. "Chirp" signals are often employed in radar systems and only rarely used in commercial spread spectrum systems.

Direct sequence systems -- Direct sequence spread spectrum systems are so called because they employ a high speed code sequence, along with the basic information being sent, to modulate their RF carrier. The high speed code sequence is used directly to modulate the carrier, thereby directly setting the transmitted RF bandwidth. Binary code sequences as short as 11 bits or as long as [2^(89) - 1] have been employed for this purpose, at code rates from under a bit per second to several hundred megabits per second.

The result of modulating an RF carrier with such a code sequence is to produce a signal centered at the carrier frequency, direct sequence modulated spread spectrum with a (sin x/x)2 frequency spectrum. The main lobe of this spectrum has a bandwidth twice the clock rate of the modulating code, from null to null. The sidelobes have a null to null bandwidth equal to the code's clock rate. Figure 1 illustrates the most common type of direct sequence modulated spread spectrum signal. Direct sequence spectra vary somewhat in spectral shape depending upon the actual carrier and data modulation used. The signal illustrated is that for a binary phase shift keyed (BPSK) signal, which is the most common modulation signal type used in direct sequence systems.

Frequency hopping systems -- The wideband frequency spectrum desired is generated in a different manner in a frequency hopping system. It does just what its name implies. That is, it "hops" from frequency to frequency over a wide band. The specific order in which frequencies are occupied is a function of a code sequence, and the rate of hopping from one frequency to another is a function of the information rate. The transmitted spectrum of a frequency hopping signal is quite different from that of a direct sequence system. Instead of a [(sin x)/x]^2-shaped envelope, the frequency hopper's output is flat over the band of frequencies used. Figure 2 shows an output spectrum of a frequency hopping system. The bandwidth of a frequency hopping signal is simply w times the number of frequency slots available, where w is the bandwidth of each hop channel.

Conclusion

Our world is rapidly changing -- computers have gone from mainframes to palmtops. Radio communications has gone from lunchbox sized (or trunk mounted/remote handset car phone) to cigarette pack sized micro-cellular telephone technology. The technical challenges of this technical progress are significant. The new opportunities created by this new technology are also significant. We've talked here about some of the very basic principles in spread spectrum and talked about evolving career opportunities -- isn't it time somebody did something about getting ready for the next millennium?



Short Biography:

Randy Roberts has over 30 years experience in communications, electronics and spread spectrum system design. He graduated with a BSEE in 1970 from UC Irvine. He is currently the owner of RF/Spread Spectrum, an independent consulting, product development, publishing, strategic planning and training comp[any. He is also publisher of the monthly newsletter "Spread Spectrum Scene". His address is P. O. Box 2199, El Granada, CA 94018-2199. He can be reached at 415-726-6849 or by FAX on 415-726-0118.


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